1990 JCO Study of Orthodontic Diagnosis and Treatment Procedures, Part 1: Results and Trends
Retirement
Editor's note: Parts 2 and 3 of this series are published in the April and May 1991 issues of JCO.
The 1986 JCO Study of Orthodontic Diagnosis and Treatment Procedures was the first comprehensive nationwide survey of the methods and appliances used by orthodontists in everyday practice. The questionnaire for the current Study was a refinement of the previous one; several items that seemed to be unclear or unrevealing were dropped, and new questions were added to produce even more useful details.
The questionnaire was mailed in October 1990 to 8,901 practicing specialty orthodontists, which was believed to be virtually the entire population of such practitioners in the United States. There were 1,253 usable responses, for a response rate of 14%. The size of the response and the similarity of demographic data to those of the biennial JCO Orthodontic Practice Studies tend to confirm the validity of the results.
Similar articles from the archive:
After the responses were entered on computer by an impartial third party, they were tabulated using the Statistical Package for the Social Sciences . The tables in this article show the percentages of the total respondents in each category ("total" meaning all who answered that section of the questionnaire). Tables shown in JCO are intended to present the highlights of the Study that would be of most interest to our readers, and do not represent the entirety of the data collected.
Medians are usually reported rather than means because medians are less influenced by extremely high or low responses. In some cases where the response was a percentage (as in percentage of extraction cases), the means were considered more useful because a large number of responses at 0 resulted in medians of 0.
When a question in this Study was the same as in 1986, results from both surveys are shown in the table. "NA" indicates that a particular item was not included in the 1986 questionnaire.
Demographics
The demographics of this sample were much the same as in 1986, except that the median percentage of adult cases increased from 20 to 25 (Table 1). In the previous Study, early-treatment cases amounted to 10% of the average practice; on the current questionnaire, this item was replaced by two-phase treatment, which accounted for 20% of the average practice.
The median age at which the respondents recommended starting treatment was 10. The median age of the youngest patient in the practice was 6; of the oldest patient, 59.
Diagnostic Records
Fewer respondents reported routinely taking full series of x-rays and bite wings, and more reported taking panoramic x-rays than in 1986 (Table 2). In response to a new question in the study, approximately three times as many reported taking cephalometric x-rays in centric occlusion than in centric relation, and twice as many reported trimming study models in centric occlusion. Use of articulator mounting appeared to somewhat higher.
None of the relatively new technologies surveyed--computer tomography, magnetic resonance imaging, and video imaging--was used routinely by more than 2% of the respondents to the Study.
Cephalometric and Archform Analyses
A number of analyses were added to the questionnaire between the 1986 and 1990 studies. However, the five cephalometric analyses used most routinely in 1986 remained the same in 1990 (although in slightly different order): Steiner, Ricketts, Tweed, Downs, and McNamara (Table 3). Among the new items listed, the Wits analysis, "own analysis", and "eyeball" analysis each was used routinely by more than 16% of the respondents.
The percentage of those who routinely performed manual tracings decreased from 81.0 in 1986 to 76.6 in 1991, while the percentage of those routinely using computer tracings increased from 8.3 to 11.4. Usage of VTOs appeared to be slightly higher.
More clinicians reported accommodating the archform to the malocclusion than using any particular analysis, but the Roth archform was the most popular of those listed. Nearly 6% of the sample still reported at least occasional use of the discredited Pont's Index.
Fixed Appliances
As in 1986, by far the most used fixed appliance was a preadjusted system (Table 4). Usage of all the other systems listed appeared to decline slightly, except for lingual, which dropped from 27.6% (routine plus occasional) in 1986 to 18.3% in 1990.
Bonding Procedures
Routine or occasional use of both direct and indirect bonding increased somewhat over 1986 (Table 5). In addition, 43.4% reported using light-cured adhesives occasionally or routinely, and 15.0% said they did some bonding with glass ionomers.
Use of sealants declined from 74.8% in 1986 to 67.2% in 1990. The median acid concentration and bond failure rate remained about the same but the median etching time decreased from 60 seconds to 50 seconds.
Brackets
Perhaps the most noteworthy technological change between the 1986 and 1990 studies is in the use of ceramic brackets (Table 6). Only 5.6% of the orthodontists in 1986 reported using them occasionally or routinely, but by 1990, 88.2% of the respondents used them "on a regular basis" (the difference in wording results from a change in the questionnaire).
As in 1986, nearly all the respondents used metal brackets. In the 1986 Study, 57.6% said they used plastic brackets occasionally and 2.6% routinely, while in 1990, 24.3% used them on a regular basis. Because of the change in wording, it would be difficult to draw a conclusion about trends in plastic bracket usage.
About 32% of the respondents reported recycling at least some of their brackets--slightly fewer than in 1986. As in the previous Study, orthodontists were almost evenly divided as to the preferred slot size, with .022" slots receiving a slim majority.
Archwires
The questionnaire section on orthodontic wires seemed to be confusing to respondents in 1986 and therefore was completely revised. In the current Study, 90.4% of the total sample reported using nickel titanium wires and other alloys (including cobalt alloys) on a regular basis (Table 7). Nearly the same number (89.7%) said they used stainless steel wires regularly, and 72.1% used multistranded stainless steel wires regularly.
Removable and Functional Appliances
Among the removable and functional appliances surveyed in both studies, usage of modified bionators, Schwarz plates, and sagittal and Herbst appliances appeared to increase (Table 8). Bite plates were reportedly used more routinely, but less occasionally, resulting in a net increase in the percentage who never used them. Usage of activators, bionators, and Frankel and mandibular corrector appliances apparently declined.
The Jasper Jumper, which was not listed in 1986, was used at least occasionally by 27.5% of the respondents. Although, except for bite plates, the great majority of appliances were fabricated by outside laboratories, more in-office fabrication was reported in 1990 than in 1986 (Table 9). Of those who used outside laboratories, 24.3% said they used a local lab and 75.7% sent their work out of town.
Headgear
Usage of the various categories of headgear was relatively the same in 1990 as in 1986 (Table 10). More routine use of cervical-pull, high-pull, combi, and reverse-pull headgear was reported in 1990. Overall use of facial masks appeared to increase, and of chin cups to decrease. Although safety or breakaway designs were used more in 1990 than in 1986, there was still a substantial percentage who never used such devices.
Extractions
Only 88% of the respondents reported treating at least one extraction case--down from 95% in 1986--and extraction cases accounted for a considerably lower median percentage of patients in 1990 than in 1986 (Table 11). As in the previous Study, the most used combination of extractions was upper and lower bicuspids, although they accounted for a lower percentage of extraction cases. (Means were selected for the 1990 figures because in many categories, the large number of respondents answering "0" resulted in many of the medians being computed as 0.0.)
Use of third molar enucleation was virtually the same in 1990 as in 1986, while use of serial extractions increased slightly.
Finishing and Retention
Of the finishing procedures surveyed, use of incisal adjustment, stripping with power instruments, and fiberotomies referred to periodontists and general dentists increased slightly between 1986 and 1990 (Table 12). Stripping with handpieces was performed by substantially more respondents in 1990. Use of epoxy buildup, stripping with hand instruments, and fiberotomies by orthodontists declined.
There were marked increases in the use of clear slipover ("invisible") and fixed bonded retainers since the previous Study. Use of spring retainers appeared to increase slightly, and of Hawley and Crozat retainers to decrease slightly, although the Hawley was still the most popular method of retention. Banded retainers were used by substantially fewer respondents than in 1986.
As in the previous Study, the median duration of retention was 24 months (Table 13). However, choices of "indefinite" and "lifetime" were added to the 1990 questionnaire, and more than half the respondents selected one of these.
TMJ Treatment
The amount of TMJ treatment performed by orthodontists appeared to increase only slightly between 1986 and 1990--the percentage who reported treating at least one TMJ case in the preceding year rose from 70 to 75, and the median number of cases rose from 12.5 to 15.0 (Table 14).
More choices of diagnostic methods were listed on the 1990 questionnaire, and therefore it is difficult to measure trends. A patient history and muscle palpation were used by virtually all of the respondents, and mounted casts by a majority. Therapeutic diagnosis, transcranial x-rays, laminagrams, and magnetic resonance imaging were all used by at least one-fourth of the clinicians.
Most of the respondents attributed TMJ dysfunction to a combination of causes, with fewer respondents listing stress, occlusion, or muscle dysfunction as the chief cause. The order of responses was virtually the same as in 1986 although "combination of causes" was not included on the previous questionnaire.
Somewhat fewer patients than in 1986 reportedly had TMJ treatment in conjunction with orthodontic treatment, and lower median percentages were also referred for surgery or psychological evaluation. The median success rate (defined as "asymptomatic one year post-treatment") remained at 75%.
As in the previous Study, splints were the most commonly used method of TMJ treatment (Table 15). Other methods used at least occasionally by more than half the respondents included equilibration, palliative methods, physical therapy, fixed appliances, anti-inflammatory drugs, and muscle relaxants. Routine use of functional appliances and equilibration declined between 1986 and 1990; biofeedback and acupuncture were used by more respondents in 1990, and use of other methods listed in both surveys remained relatively unchanged.
Surgical-Orthodontic Treatment
About the same percentage of respondents reported treating at least one surgical case in 1990 as in 1986, but the median number of cases increased from 6.6 to 8.0 (Table 16). Treatment planning was most often a team decision; this choice was not given on the 1986 questionnaire, but of those who attributed the decision to one individual, the distribution was roughly the same as in 1986. As in the previous Study, the vast majority of patients were reported to have orthodontic treatment before surgery.
A median of half the surgical procedures were mandibular--the same as in 1986. The respondents' descriptions of their case results were also similar to those of the previous Study. In most cases, the orthodontist was apparently satisfied with the surgical results, and the patient was even more likely to be entirely happy with the results.